Broker-Dealer and Investor Alert: SEC 17a-4 recordkeeping compliance saves time, money, and your reputation
Your grandmother handled all her own investing by emailing her broker. She has bequeathed her investments to you.
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Your grandmother handled all her own investing by emailing her broker. She has bequeathed her investments to you.
Continue ReadingA patient in distress sends an unencrypted email to her doctor of 15 years using his office email address.
Continue ReadingThe number of message-archiving regulations (some 5,000 now estimated in the U.S.
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